Responsibilities: Develop a comprehensive understanding of Rulebook, Participant Manual, Code of Market Conduct, and Market Abuse Regulations. Use automated alerts and complex tools to monitor transactions for market abuse. Escalate potential breaches promptly to the team. Conduct investigations of potential market abuse and recommend referrals to regulatory authorities. Support the ongoing development of market abuse frameworks. Mentor surveillance staff on procedures and best practices. Condu…
Location: London, UK
Posted: March 7, 2025, 1:47 a.m.
Apply Now Company Website