Requisition No: 834416
Agency: Office of Financial Regulation
Working Title: FINANCIAL CONTROL ANALYST - 43004253
Pay Plan: Career Service
Position Number: 43004253
Salary: $70,000.00 - $75,000.00 (Plus CAD)
Posting Closing Date: 08/10/2024
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• ****OPEN COMPETITIVE EMPLOYMENT OPPORTUNITY*****
OFFICE OF FINANCIAL REGULATION
DIVISION: SECURITIES
BUREAU: ENFORCEMENT
CITY: WEST PALM BEACH
COUNTY: PALM BEACH
SPECIAL NOTES:
Four (4) or more years of professional examination, regulatory or compliance work experience relating to securities dealers, investment advisers, financial institutions, financial services companies, insurance companies is required. A bachelor’s degree from an accredited college or university may substitute for the required experience.
Preferences:
• A bachelor’s degree or master’s degree from an accredited college or university with a major course of study in compliance, accounting, finance, economics, business, insurance, or risk management and individuals with a juris doctor degree from an accredited law school.
• Three (3) or more years of recent professional experience in analyzing, investigating, examining, or auditing within the securities, banking, and insurance industries or similar experience in another financial services industry subject to complex review, including similar experience within federal, state, or local government.
• Three (3) or more years of professional experience working in risk management, compliance, operations, or the front office of an investment adviser or broker-dealer.
• Individuals who hold or have held securities industry licenses, regulatory compliance certifications, or other relevant designations, including but not limited to, Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (ACAMS); and/or a Certified Public Accountant (CPA) designation.
A writing sample may be requested.
This position requires a current driver’s license and a security background check including fingerprinting as a condition of employment.
The anticipated salary for this position will be between $70,000.00 and $75,000.00. The salary may be commensurate with experience. This position may include the addition of a Competitive Area Differential (CAD) of $105.73 monthly/$1268.76 annually (Miami/WPB) or $53.73 monthly/$644.76 annually (Tampa), if applicable.
Employees of the Department of Financial Services are paid on a monthly pay cycle.
Responses to qualifying questions must be clearly supported by the state application and any omission, falsification, or misrepresentation in the answering of the qualifying questions will be cause for immediate elimination from the selection process.
All applicants seeking employment with the Office of Financial Regulation (OFR) are subject to mandatory background checks conducted through the Department of Financial Services (DFS), Bureau of Human Resource Management in accordance with the requirements of Chapter 435, F.S. and reviews by OFR. Applicants may be disqualified for employment with OFR based on the information that may be obtained through research and/or OFR’s review process.
No applicant may begin employment until the background screening results are received, reviewed for any disqualifying offenses, and approved by the Agency. Background screening shall include, but not be limited to, fingerprinting for State and Federal criminal records checks through the Florida Department of Law Enforcement (FDLE) and Federal Bureau of Investigation (FBI) and may include local criminal history checks through local law enforcement agencies.
Candidates should expect a professional office environment with a public service driven mission.
Some of the excellent benefits available to Office of Financial Regulation (OFR) employees, include:
• Flexible work schedules for most positions
• Paid holidays and an annual personal holiday
• Paid vacation and sick leave
• Excellent health & life insurance options for individuals and/or family coverage
• Additional supplemental insurances are available such as dental, vision, disability, etc.
• Tax deferred medical and Dependent Care Benefit reimbursement accounts available
• Deferred Compensation opportunities
• Tuition waivers to attend state universities/community colleges.
• Retirement plans and options
MINIMUM QUALIFICATIONS FOR THIS POSITION INCLUDE THE FOLLOWING REQUIRED ENTRY LEVEL KNOWLEDGE, SKILLS, AND ABILITIES:
• Knowledge of financial accounting or auditing principles.
• Knowledge of securities industry rules and regulations.
• Knowledge of the methods of compiling, analyzing, and presenting data.
• Knowledge of evidence collecting and interviewing techniques.
• Knowledge of mathematics.
• Ability to review, analyze and evaluate data and to present findings in a clear, concise manner.
• Ability to take initiative and dismiss distractions to solve problems in a timely manner.
• Ability to work under pressure and be results orient
Location: West Palm Beach, FL
Posted: Aug. 9, 2024, 9:16 a.m.
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