Old Mission is a global proprietary trading firm that leverages state-of-the-art technology and research to identify and execute profitable trading strategies across multiple asset classes around the world. Our offices in Chicago, New York, and London are all composed of naturally-curious individuals who thrive in a team environment and constantly strive for improvement.
Old Mission does not seek capital from outside investors, allowing us the flexibility to aggressively invest in our team members and keep them engaged in the firm’s growth.
About The Position
Old Mission is currently seeking a Junior Compliance Analyst to join our Compliance Team in our Chicago office. This individual will support all aspects of Old Mission’s compliance program. This includes surveillance, research, and administration.
Responsibilities
• Work with the compliance team to build the compliance infrastructure around new trading strategies
• Assist with the draft and maintenance of the Firm’s Written Supervisory Procedures
• Manage external compliance resources, such as FINRA’s Central Registration Depository (CRD)
• Assist in the execution of daily and routine surveillance reviews involving the Firm’s options, futures, and equity trading activity and regulatory requirements
• Collaborate with trading and development to ensure the Firm’s compliance report suite is current and accurate
• Support the review of existing compliance practices against regulatory requirements and industry best practices
Required Skills
• Bachelor’s degree in relevant field
• Experience with large data sets and programming languages
• Exceptional written and verbal communication skills
• Basic knowledge of Exchange and OTC trading and market making concepts
• Outstanding organizational skills and strong attention to detail in a fast-paced environment
• Ability to work and succeed independently, as well as in a team environment
• Experience with Microsoft Office products
Nice To Haves
• Completion of the Securities Industry Exam (SIE)
• Success in math and finance classes
• Prior internship(s) within the industry
• Relevant experience with Python/SQL
Perks
• Sharp, motivated co-workers in a fast-paced office environment
• Competitive Salary
• Discretionary bonus
• Top tier Medical, Dental, Vision, Disability and Life Insurance paid for by the firm
• 401(k) with employer match
• Full stocked kitchen, free breakfast and lunch everyday on-site
• Tuition reimbursement
• Flexible Spending Plan
• Commuter Benefit Program
Old Mission is not accepting unsolicited resumes from any staffing/search firms. All resumes submitted by staffing/search firms to any employee at Old Mission via-email, the Internet or directly without a valid signed search agreement will be deemed the sole property of Old Mission, and no fee will be paid in the event the candidate is hired by Old Mission.
Location: Chicago, IL
Posted: Aug. 15, 2024, 6:10 a.m.
Apply Now Company Website