• The Audit Manager will play a role in leading audits in the within Trade Surveillance & Market Conduct.
• The Audit Manager will be responsible for providing leadership and strategic direction for audit projects focused on sales & trading from an operational perspective. This includes overseeing a team of audit professionals.
Client Details
Our client is a Financial Services firm.
Description
• The Audit Manager will be developing and implementing audit plans specifically tailored to the sales and trading activities of the organization. This would involve identifying potential risks, defining audit objectives, and designing audit procedures.
• Effective communication with key stakeholders, including senior management and the board, is vital. You would need to convey audit results, explain the significance of findings, and provide guidance on mitigating risks.
• Developing and mentoring audit staff is an important part of this role. You would be responsible for hiring, training, and managing audit professionals to ensure they have the skills and knowledge needed to perform their roles effectively.
• Collaborating with other departments to develop and implement risk mitigation strategies based on audit findings.
• Audit Manager will be covering audits across Commodities, Equities, Fixed Income, and Currencies.
Profile
• 6-7 years of Audit experience in Capital Markets.
• Great communication skills to maintain open and effective communication with various stakeholders, including senior management, risk management teams, and regulatory authorities.
• Bachelor's Degree in Accounting, Finance, or related field. Advanced degrees are preferred but not required.
• CIA, CFA, CRP, or CFIRS certifications are preferred but not required.
Job Offer
• Competitive hybrid Flexibility
• Health, dental, vision, and well-being benefits
• 401(k) savings and retirement plans
• Innovative flex time off policy
• Employee Assistance Program
• Parental benefits
Apply today using the link provided and your resume will be considered within 24 hours.
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.
Location: New York, NY
Posted: Aug. 16, 2024, 7:47 a.m.
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